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The Discipline Checklist
Often called the tests for just cause.
- How does your case rate against this criteria?
- Ask these questions now or pay the piper on the witness stand.
- Here is what you can expect a good plaintiff's attorney to ask.
- If you feel good about these issues then you can proceed to the next section on
conducting the separation meeting.
- Is the rule published?
- If so, where?
- Does it specify the penalty?
- Is it posted on company bulletin boards?
- Is the rule stated in easy-to-understand language?
- Did the employee know about this rule?
- Did this employee ever receive a personal copy of the rule violated?
- Is the violated rule or order reasonably related to the orderly, efficient and safety
operation of the business?
- If the other employees have violated this rule or order, did they receive the same
disciplinary action as the employee?
- Has the employer done anything to support a reasonable belief that such action was
condoned?
- Does the company maintain factual records on all employees covering all violations of
this rule or order?
- Can it be proven that all employees were treated alike?
- How does the record of this employee compare to the record of other employees who have
violated this rule or order?
- Has this employee in the past ever received a written reminder concerning a violation of
this rule or order?
- Has this employee ever received a final reminder for the violation of this or any other
published rule or order?
- Was the incident which triggered the final reminder or discharge carefully investigated
prior to taking serious or final disciplinary action?
- Was the incident which triggered the final reminder or discharge carefully investigated
prior to taking serious or final disciplinary action?
- Is there a factual, written record showing the steps taken by the company to correct
this employees improper actions prior to serious disciplinary action?
- Does company evidence include names of witnesses, dates, times and places and other
pertinent facts on all past violations, including the last one?
- Have you considered the:
- seriousness of the proven offense
- the employees past record
- length of service in deciding upon the proper discipline
- Did the employee offer any excuses or mitigating circumstances to justify the action in
this instance?
- How soon after the act in question is the discipline being administered?
After reviewing these areas, note any concerns, investigate, resolve and conduct
discharge proceeding accordingly.
Copyright OneStopHR®, Inc. 1998
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